Compliance

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Adopting AML Control In Mitigating Tax Evasion Risk
Alarming 2019 AML Trend-Enforcement by the Regulators with Recent Enforcement Cases in HK
AML in Fintech
AML in Fintech Industries
AML/CFT in Private Banking
AML/CFT Refresher Training
Banking Insight – Practical Update: Addressing Money Laundering Risk – HKAB Guidance Paper on Combating Trade-based Money Laundering
Banking Insights – Practical Update: Implementation to the Competition Ordinance Impact on the Banking Industry
Banking Insights - Practical Update: Tightening Controls? - Tax Evasion of AML
Common Fallacies in AML/CFT Risk Management in the Local Banking Industry (with Case Studies)
Common Reporting Standard – How to deal with the Hong Kong implementation?
Common Reporting Standard – How to deal with the Mainland China / PRC implementation & PRC clientele?
Common Reporting Standard – The Regional Authorities’ Response & Establishment of Risk Culture Impact upon Hong Kong and Mainland China
COVID-19 and AML Measures
Differences of Regulatory Requirements and Structures of Bank Financing for Privatization between Mainland China and Hong Kong
Documentary Collection and Documentary Credit – Closer look
EU Data Privacy law: The impacts of the GDPR on financial institutions in Hong Kong
Financial Statement Fraud & Reporting Quality Evaluation of Financial Statements for Financing Managers
From Global to Local – Top 10 Regulatory & Enforcement Trends
Global Trend on AML Regulatory Regime based on US & UK AML models
Global Regulatory Trend – Focus on US / UK Anti Money Laundering Models
How to Conduct Financial Fraud Investigation
How to Make Anti-Money Laundering Risk Well Managed in 2019 & Ahead?
How to Make Anti-Money Laundering Risk Well Managed in 2020 & Ahead ?
Internal audit in Financial Institutions
Introduction to Financial Fraud
KYC refresher-Best practices and practical examples in adopting the most updated HKMA AMLO Guidance and HKAB FAQ
KYC and Customer Documents Review for Corporations in Asia
Latest Regulatory Trends in AML/CFT
Lessons Learnt from AML Enforcement Actions since the Enactment of the AMLO
Manage AML Risk in Banking Context Part I – AML Directives, with focus on 2020 implementation
Manage AML Risk in Banking Context Part II - Regulation vs Risk Culture
Manage AML Risk in Banking Context Part III - OFAC, Compliance Trend & Regional AML Laws
Manage AML Risk in Financial Industry Part IV - Sanction, Compliance Trend, Global & Regional AML Pertinent Rule & Recent Cases
Manage Global Sanction with most recent cases sharing in 2020
Manage Global Sanction with most recent cases sharing in 2020
Money Laundering Activities in Trade Finance (Case Studies)
Practical Tips for Transaction Monitoring and Suspicious Transaction Reporting (with Case Studies)
Practical Understanding of the Anti-Money(AML) and Counter-Financing of Terrorism (CFT)
Risk Management on eBanking and Remote Onboarding
Sanction Compliance and 2020 cases
The Need-to-know for an MLRO
Trends of Money Laundering Activities in Trade Finance
Trends of Money Laundering in International Trade Finance (Case Workshop)
Updates in Basel III Framework
US Sanctions on HK - Inconvenience or Impact ?
Virtual Assets Regulations and AML Risk Management
Virtual Banking Security & Data Protection Regulation in a Global Context
Workshop on Key AML and Fraud Risk Controls on Private Banking
Workshop on Key AML Control/Risk Assessment on Trade Finance Activity
Workshop on Transaction Screening, Transaction Monitoring and Suspicious Transaction Reporting Under AML Requirements
中國公司法概論 (從融資角度進發)
中國債權法及破產法 – 從投資及融資防守角度進發
中國銀行業及相關法規概論
中港兩地基金法律法規概要
內地金融要領系列課程(一)：中國銀行業法律法規概要
反洗黑錢 - 如何面對香港的相關條例與刑罰？
跨境人民幣貸款業務拓展與法規