Resources Centre for Programme Professional Partner

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Items	Version
Professional Qualification Programme – Module Outlines Certified Banker (CB) Programme Module Outline CB Stage I Professional Ethics and Compliance (PEC) Future Banking and ESG (FBESG) Introduction to Banking Law (IBL) Risk Management (RM) Fundamentals of Accounting (FA) Introduction to People Management Skills (IPMS) CB Stage II Technology Management and Innovation in Banking (TMIB) Corporate Finance Services (CFS) Specialist Certificate in Green Finance and Sustainability (GFS) Finance of International Trade (FIT) CB Stage Operational Risk Management (ORM) Banking Law and Practice (BLP) Bank Asset and Liability Management (BALM) Treasury Markets and Operations (TMO) Enhanced Competency Framework (ECF) Programme Module Outline ECF on Anti-Money Laundering and Counter-Financing of Terrorism (ECF-AML/CFT) Core Professional ECF on Cybersecurity Core ECF on Credit Risk Management (ECF-CRM) Module 1 - Credit Risk Management and Key Regulations Module 2 - Fundamental Credit Risk Analysis Module 3 - Fundamentals of Bank Lending Module 4 - Advanced Commercial Lending Module 5 - Advanced Credit Risk Management and Regulatory Requirements ECF on Compliance Module 1 - Ethics and Corporate Governance in the Banking Industry Module 2 - Regulatory Framework and Compliance in the Banking Industry Module 3 - An Effective Compliance Function Module 4 - Regulatory Compliance (Advanced) & Building a Sustainable Compliance Framework - General Compliance Module 5 - Investment and Insurance Compliance ECF on Fintech (Core) Module 1 - Technology Essentials Module 2 - Banking and Risk Essentials Module 3 - Fintech Practicum Module 4 - Fundamental Fintech Tools and Applications ECF on Fintech (Professional) Module 5 - Regulatory Trends and Data Ethics Module 6 - Artificial Intelligence and Big Data Module 7 - Distributed Ledger Technology (DLT) Module 8 - Open Banking and Application Programming Interface (API) Module 9 - Business Strategy and Marketing Module 10 - Fintech Product Management Module 11 - Regtech ECF on Operational Risk Management (ECF-ORM) Module 1 - Ethics and Corporate Governance in the Banking Industry Module 2 - Regulatory Framework and Compliance in the Banking Industry Module 3 - Fundamentals of Operational Risk Management and Risk Governance Module 4 - Advanced Operational Risk Management ECF on Retail Wealth Management (ECF-RWM) Module 1 - Regulatory Environment for Banking and Financial Planning Module 2 - Investment Planning Module 3 - Essentials of Banking Module 4 - Insurance and Retirement Planning Module 5 - Investment and Asset Management: Product Solutions Module 6 - Investment and Asset Management: Alternatives and Wealth Solutions Module 7 - Financial Planning and Wealth Management	2023
HKIB Reference Documents/Links HKIB Trainer Handbook HKIB Trainer Briefing Deck Picture HKIB Mock Exam Paper (Please contact us for the passcode of the mock papers) CB Programmes Kick-off Briefing to Learners (Please refer to the CB Programmes Kick-off Briefing to Learners page) ECF Programmes Kick-off Briefing to Learners (Please refer to the ECF Programmes Kick-off Briefing to Learners page)	May 2023
Programme Handbook and Brochure Certified Banker ECF-AML/CFT ECF-Cybersecurity ECF-CRM ECF-Compliance ECF-Fintech (Core Level) ECF-Fintech (Professional Level) ECF-ORM ECF-RWM (Please refer to the Download column of each Programme page)
HKMA Reference Documents/Links HKMA Enhanced Competency Framework Page Capacity Building for Future Banking 2021-2025 HKMA Research Memorandums HKMA Regulatory Circulars Regulatory Guides (by Subject)
Qualifications Framework Factsheet	Jun 2022
Generic Level Descriptors	April 2018

Items	Version
Professional Qualification Programme – Module Outlines CB Programme Module Outline CB Stage I Professional Ethics and Compliance (PEC) Future Banking and ESG (FBESG) Introduction to Banking Law (IBL) Risk Management (RM) Fundamentals of Accounting (FA) Introduction to People Management Skills (IPMS) CB Stage II Technology Management and Innovation in Banking (TMIB) Corporate Finance Services (CFS) Specialist Certificate in Green Finance and Sustainability (GFS) Finance of International Trade (FIT) CB Stage Operational Risk Management (ORM) Banking Law and Practice (BLP) Bank Asset and Liability Management (BALM) Treasury Markets and Operations (TMO) ECF Programme Module Outline ECF on Anti-Money Laundering and Counter-Financing of Terrorism (ECF-AML/CFT) Core Professional ECF on Cybersecurity Core ECF on Credit Risk Management (ECF-CRM) Module 1 - Credit Risk Management and Key Regulations Module 2 - Fundamental Credit Risk Analysis Module 3 - Fundamentals of Bank Lending Module 4 - Advanced Commercial Lending Module 5 - Advanced Credit Risk Management and Regulatory Requirements ECF on Compliance Module 1 - Ethics and Corporate Governance in the Banking Industry Module 2 - Regulatory Framework and Compliance in the Banking Industry Module 3 - An Effective Compliance Function Module 4 - Regulatory Compliance (Advanced) & Building a Sustainable Compliance Framework - General Compliance Module 5 - Investment and Insurance Compliance ECF on Fintech (Core) Module 1 - Technology Essentials Module 2 - Banking and Risk Essentials Module 3 - Fintech Practicum Module 4 - Fundamental Fintech Tools and Applications ECF on Fintech (Professional) Module 5 - Regulatory Trends and Data Ethics Module 6 - Artificial Intelligence and Big Data Module 7 - Distributed Ledger Technology (DLT) Module 8 - Open Banking and Application Programming Interface (API) Module 9 - Business Strategy and Marketing Module 10 - Fintech Product Management Module 11 - Regtech ECF on Operational Risk Management (ECF-ORM) Module 1 - Ethics and Corporate Governance in the Banking Industry Module 2 - Regulatory Framework and Compliance in the Banking Industry Module 3 - Fundamentals of Operational Risk Management and Risk Governance Module 4 - Advanced Operational Risk Management ECF on Retail Wealth Management (ECF-RWM) Module 1 - Regulatory Environment for Banking and Financial Planning Module 2 - Investment Planning Module 3 - Essentials of Banking Module 4 - Insurance and Retirement Planning Module 5 - Investment and Asset Management: Product Solutions Module 6 - Investment and Asset Management: Alternatives and Wealth Solutions Module 7 - Financial Planning and Wealth Management	2023
HKIB Reference Documents/Links HKIB Examination Question Development Handbook for Examiners and Moderators HKIB Examiners / Moderators Briefing Deck HKIB Assessment Development Policy and Procedure HKIB Marking Criteria for Essay-type Examination (HKQF L5) HKIB Marking Criteria for Essay-type Examination (HKQF L6) Reply Slip of Self-declaration of Originality of Work HKIB Mock Exam Paper (Please contact us for the passcode of the mock papers) ECF Programmes Kick-off Briefing to Learners (Please refer to the ECF Programmes Kick-off Briefing to Learners page)	May 2023
HKMA Reference Documents/Links HKMA Enhanced Competency Framework Page Capacity Building for Future Banking 2021-2025 HKMA Research Memorandums HKMA Regulatory Circulars Regulatory Guides (by Subject)
Qualifications Framework Factsheet	Jun 2022
Generic Level Descriptors	April 2018